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SEC Filings

S-1
PROTEON THERAPEUTICS INC filed this Form S-1 on 09/16/2014
Entire Document
 

 

TABLE OF CONTENTS

 

 

 

Page

 

 

 

1.

DEFINITIONS

1

 

 

 

2.

REGISTRATION RIGHTS

6

 

 

 

 

2.1.

Demand Registration

6

 

2.2.

Company Registration

7

 

2.3.

Form S-3 Registration

7

 

2.4.

Underwriting Requirements

8

 

2.5.

Obligations of the Company

9

 

2.6.

Furnish Information

11

 

2.7.

Expenses of Registration

11

 

2.8.

Delay of Registration

11

 

2.9.

Indemnification

11

 

2.10.

Reports Under Exchange Act

14

 

2.11.

Limitations on Subsequent Registration Rights

14

 

2.12.

“Market Stand-off” Agreement

15

 

2.13.

Assignment of Registration Rights

15

 

2.14.

Restrictions on Transfer

16

 

2.15.

Termination of Registration Rights

17

 

 

 

 

3.

INFORMATION AND OBSERVER RIGHTS

17

 

 

 

 

3.1.

Delivery of Financial Statements

17

 

3.2.

Inspection

19

 

3.3.

Observer Rights

19

 

3.4.

Termination of Information and Observer Rights

19

 

3.5.

Confidentiality

20

 

3.6.

Management Rights Letter

20

 

 

 

 

4.

RIGHTS TO FUTURE STOCK ISSUANCES

20

 

 

 

 

4.1.

Right of First Offer

20

 

4.2.

Termination

22

 

 

 

 

5.

ADDITIONAL COVENANTS

22

 

 

 

 

5.1.

Insurance

22

 

5.2.

Employee Agreements

22

 

5.3.

Employee Vesting

23

 

5.4.

Matters Requiring Preferred Director Approval

23

 

5.5.

Meetings of the Board of Directors

24

 

5.6.

Successor Indemnification

24

 

5.7.

Board Expenses

24

 

5.8.

Board Committees

24

 

5.9.

Termination of Covenants

24

 

5.10.

Annual Review of Science and Technology and Business

25

 

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