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SEC Filings

S-1
PROTEON THERAPEUTICS INC filed this Form S-1 on 09/16/2014
Entire Document
 

 

Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.

 

Selling Expenses” means all underwriting discounts, selling commissions, and stock transfer taxes applicable to the sale of Registrable Securities, and fees and disbursements of one counsel for the Holders, except as provided in Section 2.7.

 

Series A Investors” shall have the meaning set forth in the Preamble.

 

Series A Preferred Stock” means shares of the Company’s Series A Preferred Stock, par value $0.001 per share.

 

Series A-1 Investors” shall have the meaning set forth in the Preamble.

 

Series A-1 Preferred Stock” means shares of the Company’s Series A-1 Preferred Stock, par value $0.001 per share.

 

Series B Investors” shall have the meaning set forth in the Preamble.

 

Series B Preferred Stock” means shares of the Company’s Series B Preferred Stock, par value $0.001 per share.

 

Series C Investors” shall have the meaning set forth in the Preamble.

 

Series C Preferred Stock” means shares of the Company’s Series C Preferred Stock, par value $0.001 per share.

 

Series C Purchase Agreement” means that certain Series C Preferred Stock and Warrant Purchase Agreement, dated as of August 2, 2011, by and among the Company and the Series C Investors, as amended and in effect from time to time.

 

Series D Investors” shall have the meaning set forth in the Preamble.

 

Series D Preferred Stock” means shares of the Company’s Series D Preferred Stock, par value $0.001 per share.

 

Voting Agreement” means the Fourth Amended and Restated Voting Agreement dated as of the date hereof by and among the Company, the Investors and certain other holders of the Company’s capital stock, as amended and in effect from time to time.

 

Warrants” means the warrants issued to the Series C Investors pursuant to, and in accordance with, the terms and conditions of the Series C Purchase Agreement.

 

Warrant Shares” means the shares of Common Stock issued or issuable upon the exercise of the Warrants.

 

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