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SEC Filings

S-1/A
PROTEON THERAPEUTICS INC filed this Form S-1/A on 10/07/2014
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our common stock. A $1.00 decrease in the assumed initial public offering price (until the assumed initial public offering price is equal to $9.34) would decrease by an additional 128,201 shares the number of shares of our common stock that would be issued upon the conversion of our Series D convertible preferred stock at the closing of this offering. In the event of a decrease in the assumed initial public offering price to a price that is equal to or less than $9.34, the 52,813,827 shares of our Series D convertible preferred stock outstanding as of September 30, 2014 automatically will convert into 3,327,894 shares of our common stock upon the closing of this offering. Each $1.00 increase in the assumed initial public offering price above $13.00 would increase by an additional 109,894 shares the number of shares of our common stock that would be issued upon the conversion of our Series D convertible preferred stock at the closing of this offering. In the event that the assumed initial public offering price is greater than $9.34, each decrease of 500,000 shares in the number of shares purchased in this offering by holders of our Series D convertible preferred stock would decrease by an additional 195,796 shares the number of shares of our common stock that would be issued upon the conversion of our Series D convertible preferred stock at the closing of this offering.

        The following number of shares of common stock would be issued upon the conversion of our Series D convertible preferred stock, assuming the full issuance of incremental shares upon its conversion based on the midpoint of the price range set forth on the cover page of this prospectus and assuming the initial public offering prices for our common stock shown below:

 
  Assumed Initial Public Offering Price  
 
  $11.00   $12.00   $13.00   $14.00   $15.00  

Shares Outstanding

    3,650,588     3,802,103     3,930,306     4,040,198     4,135,437  

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