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SEC Filings

S-1/A
PROTEON THERAPEUTICS INC filed this Form S-1/A on 10/07/2014
Entire Document
 

Table of Contents


EXHIBIT INDEX

Exhibit
No.
  Description
  1.1   Form of Underwriting Agreement.
        
  3.1 ** Fifth Amended and Restated Certificate of Incorporation of the Company, as currently in effect.
        
  3.2   Form of Sixth Amended and Restated Certificate of Incorporation of the Company, to be in effect upon completion of the offering.
        
  3.3 ** Bylaws of the Company, as currently in effect.
        
  3.4   Form of Amended and Restated Bylaws of the Company, to be in effect upon completion of the offering.
        
  3.5   Amendment No. 1 to the Fifth Amended and Restated Certificate of Incorporation of the Company, as currently in effect.
        
  3.6   Amendment No. 2 to the Fifth Amended and Restated Certificate of Incorporation of the Company, as currently in effect.
        
  4.1   Form of Common Stock Certificate.
        
  4.2 ** Fourth Amended and Restated Investors' Rights Agreement, dated May 13, 2014, between the Company and certain investors named therein.
        
  4.3 ** Series D Preferred Stock Purchase Agreement, dated May 13, 2014, between the Company and certain investors named therein.
        
  5.1   Form of Opinion of Bingham McCutchen LLP.
        
  10.1 2006 Equity Incentive Plan, as amended and restated August 21, 2014.
        
  10.2 2014 Equity Incentive Plan, Form of Stock Option Agreement and Form of Option Exercise Notice under the Company's 2014 Equity Incentive Plan.
        
  10.3 †** Offer Letter by and between the Company and Daniel Gottlieb, dated July 19, 2007.
        
  10.4 †** Employment Agreement by and between the Company and Timothy P. Noyes, dated April 14, 2006, as amended April 29, 2009.
        
  10.5 †** Employment Agreement by and between the Company and Steven Burke, dated July 25, 2006, as amended April 29, 2009.
        
  10.6 †** Employment Agreement by and between the Company and George Eldridge, dated September 9, 2013.
        
  10.7 †** Severance Agreement by and between the Company and Daniel Gottlieb, dated September 23, 2013.
        
  10.8 †** Letter Agreement by and between the Company and F. Nicholas Franano, dated August 22, 2014.
        
  10.9 ‡** Process Development and Manufacturing Services Agreement by and between the Company and Lonza Ltd., dated September 1, 2009 (as amended by that Amendment No. 1 entered into as of February 21, 2012).
        
  10.10 ** Lease Agreement by and between the Company and Boston Properties Limited Partnership, dated July 13, 2009, as amended by that Amendment No. 1 dated September 14, 2012, as amended by that Amendment No. 2 dated October 17, 2013, as amended by that Amendment No. 3 dated August 4, 2014.